Corey McHattan is a partner in our financial regulation practice
Corey is a highly experienced regulatory lawyer, with expertise in the areas of financial services regulatory advice, structured products, market infrastructure and regulatory investigations and enforcement.
Corey's primary clients include leading investment banks, trading banks, and other financial institutions whom he advises on matters involving financial services regulation in areas such as the issue of retail and wholesale structured products, ASX participation issues, regulatory investigations, compliance queries, general commercial matters and mergers and acquisitions in the financial services sector.
Latest Insights
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Legal development Financial Services Snapshots
08 Jul 2025
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Legal development Financial Services Snapshots
24 Jun 2025
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Legal development FINRA fines Robinhood: Many themes will be relevant for Neo-Brokers (regardless of jurisdiction)
01 May 2025
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Legal development Financial Services Snapshots
28 Apr 2025
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Legal development Financial Services Snapshots
25 Feb 2025
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Legal development ASIC consults on updated digital asset guidance: More than a token gesture
10 Dec 2024
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Legal development ASIC releases its Corporate Plan for 2024-2025
28 Aug 2024
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Legal development ASIC v AMEX: Court orders first penalty of $8m following contraventions of design and distribution obligations
24 Jul 2024
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Legal development Financial Services Updates
04 Jul 2024
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Legal development Treasury releases roadmap for financial advice reform package
11 Dec 2023
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Legal development Digital Assets Regulation – Where Are We?
04 Dec 2023
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Legal development Notifying reportable situations Explaining ASICs updated guidance
04 May 2023
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