What's New? October 2017 edition 03 Oct 2017

ASIC's power to ban senior officials in financial sector

The ASIC Enforcement Review Taskforce has released a consultation paper proposing amendments to ASIC's administrative powers which, if accepted by Government, would mean that directors, officers or senior managers of a financial services business could be the subject of an ASIC banning order as a result of their role.

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What's new? October 2017 edition

ASIC Enforcement Review - Industry Codes in the Financial Sector

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