Samantha Carroll is a counsel in our finance regulatory practice
Samantha is a counsel in our Australian regulatory team. She is a deep expert in banking and financial services regulation and is also a governance, risk and compliance expert with over 15 years experience in senior private practice and in-house roles. She has also held board and management committee roles on the Stadiums Queensland Board and not-for-profit boards.
Her legal expertise is focused on the banking and financial services sector, specialising in financial services laws, financial crimes laws, privacy and consumer credit. Her governance, risk and compliance experience spans across multiple industries including advising clients in both public and private sectors in such sectors as banking, insurance, wealth, retail, mining, gaming and government departments and authorities.
Samantha is a true leader in her field. She was the Women Lawyers Association of Queensland Inc. Emergent Lawyer of the Year in 2008, a finalist for the Chief Compliance Officer of the Year in the C5 International Compliance Awards in 2018 and was recognised in 2020 as the sole Australian in the Global Banking Regulation Review's 45 under 45 top next-generation banking regulation specialists worldwide.
Legal Updates
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Financial Services Update
16 Sep 2021 AML Framework Controls - common failures observed by the FCA, SEC and FINRA
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Financial Services Update
10 Aug 2021 No more "set and forget" - a new AML/CTF third party reliance model
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Financial Services Update
28 Jun 2021 International Funds Transfer Instruction (IFTI) reporting: An ongoing compliance challenge
