People
Level 11
5 Martin Place
Sydney NSW 2000
Australia
Nicky Thiyavutikan is a senior associate in our financial regulation practice
Nicky advises principally in the areas of financial services regulation with an emphasis on regulated institutions and market participants on licensing, conduct and disclosure requirements under Chapter 7 of the Corporations Act, and acting in respect of applications for relief from those requirements.
Nicky has developed a focus on client money rules, regulations of OTC derivatives and clearing arrangements, and marketplace rules. She is also involved in advising clients on ASIC regulatory enforcement actions, including on the Market Disciplinary Panel.
Legal Updates
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FINANCIAL SERVICES UPDATE
04 May 2023 Notifying reportable situations Explaining ASICs updated guidance
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Financial Services Update
21 Dec 2022 Key insights into the ASIC's new derivatives transaction reporting rules
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Financial Services Update
14 Sep 2022 From acting in the best interest to providing good advice – the future of the Future of Financial Advice obligations