People
Level 11
5 Martin Place
Sydney NSW 2000
Australia
Nicky Thiyavutikan is a senior associate in our financial regulation practice
Nicky advises principally in the areas of financial services regulation with an emphasis on regulated institutions and market participants on licensing, conduct and disclosure requirements under Chapter 7 of the Corporations Act, and acting in respect of applications for relief from those requirements.
Nicky has developed a focus on client money rules, regulations of OTC derivatives and clearing arrangements, and marketplace rules. She is also involved in advising clients on ASIC regulatory enforcement actions, including on the Market Disciplinary Panel.
Legal Updates
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financial services update
17 Mar 2022 Responding to digitisation and automation: Amendments to the ASIC Market Integrity Rules
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Financial Services Update
23 Feb 2022 Update on AFSL exemptions for foreign providers and fit and proper requirements for foreign licensees
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Financial Services Update
21 Dec 2021 Draft legislation on licensing relief and fast-tracked licensing process for foreign financial services providers (FFSPs)