Greg Patton is a senior associate in our financial regulatory practice
Greg is a senior associate in our financial regulatory practice. Greg advises financial institutions across the financial sector including banks, CFD issuers, asset managers and investment firms in Australia and the UK.
Greg has a wide range of experience in respect to the establishment of new funds, obtaining authorisations for financial services business and ongoing compliance with a range of regulatory obligations including the Australian DDO, the ASIC product intervention powers and various UK and EU legislation including FSMA, MiFID II and AIFMD. Greg has worked on a number of complex multi-jurisdictional corporate transactions and regulatory investigations.
Prior to Ashurst, Greg worked at the Australian financial services regulator and worked with IOSCO. He is able to draw on that experience advising clients on best way of communicating effectively with regulators.
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Legal development
Financial Services Updates
04 Jul 2024
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The New Financial Promotions Approval Gateway: What it means for you
25 Oct 2023
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Ring-fencing reforms: Next stage laid out
10 Oct 2023
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SFDR heading for the scrap heap? European Commission launches SFDR consultation
15 Sep 2023
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ESG Reporting Standards
28 Jul 2023
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European Commission Recommendation on facilitating finance for the transition to a sustainable economy
30 Jun 2023
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Proposed regulation of ESG Ratings providers
30 Jun 2023
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Amendments to the EU Taxonomy Regulation
30 Jun 2023
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ESG data and ratings providers the regulatory net has been cast
31 Mar 2023
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UK Sustainability Labels Delayed
31 Mar 2023
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New and proposed regulatory changes in the UK
21 Dec 2022
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All is not rosy as ESMA clamps down on greenwashing and introduces ESG fund name restrictions
22 Nov 2022
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