Major changes in the new Public Records Act
19 August 2024
The Public Records Act 2023 (Qld) (2023 Act) was passed by the Queensland Parliament in late November 2023 and will commence by proclamation on 5 December 2024. The 2023 Act has been legislated in response to an independent review of the Public Records Act 2002 (Qld) (2002 Act), and aims to achieve the following objectives:
The 2023 Act has a three-year implementation program, which is already underway, focused on developing and consulting, implementing, and supporting and monitoring.2
Implementing the Public Records Act 2023Proposed three-year program | ||
2024 | 2025 | 2026 |
Year 1 Developing and consulting QSA will raise awareness of the new Public Records Act 2023 and work with public authorities QSA will:
You will: Learn more about the Public Records Act 2023 throughout the year Be able to provide feedback on first mandatory standard and supporting guidelines through:
| Year 2 Implementing QSA will finalise and begin to implement the Recordkeeping Policy Framework
You will:
| Year 3 Supporting and monitoring QSA will support and review implementation of the Public Records Act 2023 across public authorities
You will:
|
Source: Public Records Act 2023, Information Session (27, 28 and 29 May and 3 and 4 June 2024)
The key changes introduced in the 2023 Act are:
The 2023 Act allows for the exclusion of some entities (a commission of inquiry, an entity other than a parliamentary service, a government owned corporation and a State or local Government) as public authorities through regulation (section 8), enhancing the ability to determine which entities should be governed by the Act. This greater flexibility ensures that there is the ability to provide clear guidance (through regulation) in situations where the status of an entity as a public authority is ambiguous.
A significant change in the 2023 Act is the modernisation of what is a record for the purposes of the Act.3 The Act consolidates the previously separate definitions of 'record' and 'public record' into a single, comprehensive definition of 'public record'. The updated definition in section 9 reflects the increasingly digital environment in which public records are created and stored, by encompassing records in any medium, whether digital or analogue, such as photographs, films, maps or databases.4 The definition also extends to information connected to a public record that identifies or contextualises the record, including metadata, logs, photocopies and emails.
Public authorities also need to be cautious of the disposal of public records, as "dispose" has been more broadly defined. The definition of 'dispose' now includes to delete the record or alter or damage the record. The alteration or damage to the record must change how accurately an action or decision is shown in the record or otherwise affects the integrity of the record (Schedule 3).As discussed below under "Access to Restricted Records ", current disposal and retention schedules are to continue. With the broadened meaning of disposal, public authorities must also ensure that actions taken in relation to a public record are not an alteration to or damage of that record that would constitute a disposal under the applicable retention schedule. If so, it would need to be a disposal of a kind authorised by the State Archivist in the disposal and retention schedule that applies to the public authority and public record. Unlawful disposal of a public record will constitute an offence.
The 2023 Act introduces the concept of 'permanent value' records in Schedule 3 along with associated obligations. Records of permanent value are those identified for retention under a disposal authorisation, or otherwise have enduring value.
For records that are over 25 years old or have permanent value:
Additionally, if authorised by the State Archivist, public authorities may transfer permanent value records to the archives if they are no longer needed by the authority or they are at risk of loss or damage (section 25). However, the transfer may be refused if there is a lack of adequate storage space or if digital records cannot be accessed properly.7
The 2023 Act introduces additional responsibilities for public authorities to make public records that accurately show the actions or decisions of a public authority, including contextual information (section 14). These records are to be preserved by the public authority but may be disposed of in accordance with sections 20 and 23. This obligation to maintain complete and reliable records is intended to promote trust among organisations and the public by telling the full story.8
The 2023 Act introduces new principles to guide public authorities on the proper handling and accessibility of public records to support Aboriginal people and Torres Strait Islander communities.9 We have seen a greater focus in recent years on how legislation can respond to, and recognise, the rights of Indigenous peoples in Australia.
The 2023 Act establishes a First Nations Advisory Group to advise the State Archivist about records relating to Aboriginal peoples and Torres Strait Islander peoples (section 64-66). This group will provide a mechanism for listening to First Nations perspectives and will support culturally sensitive making, managing and accessing of public records.10 Two indigenous members must be nominated by the Minister to serve on the Public Records Review Committee (section 50).
The 2023 Act also integrates First Nations principles in Schedule 1, Part 1. These principles, along with the general principles in part 2, are designed to guide public authorities in the creation, management, and provision of access to records.11 These changes are significant as they will not only respect and acknowledge the cultural significance of public records for First Nations people, but will also ensure that their perspectives are integrated into record management practices.
The 2023 Act introduces several new powers for the State Archivist to improve record keeping management, inform strategic and operational decisions and monitor compliance.12 The enhancements are detailed in the following table:
Section | Change |
Section 24 | Power to issue protection notices: The State Archivist has the authority to issue protection notices to suspend a disposal authorisation for public records that are required for a particular purpose, such as a Commission of Inquiry or other review. This flexibility is crucial to safeguard records from disposal in situations where the amendment or repeal of a disposal authorisation would not be appropriate due to urgency or other practical considerations.13 Notification must be provided by the State Archivist. While the 2002 Act referred to these as disposal freezes, the process has been simplified under the 2023 Act.14 |
Section 26 | Power to transfer records: The State Archivist has the power to direct the transfer of at-risk records or records more than 25 years old (previously 30 years under the 2002 Act), as well as records of permanent value. |
Section 40 | Power to restrict or refuse access: The 2023 Act establishes a regulation-making power to prescribe the circumstances, procedures, matters to be considered and maximum periods of time when the State Archivist can restrict or refuse access to records, even where the responsible public authority has approved access.15 The power is mostly consistent with the existing regulation power under section 18(4) and (5) of the 2002 Act,16 in that access may be restricted if on balance it would not be in the public interest. While the 2002 Act could restrict records containing information concerning personal affairs, the 2023 Act considers whether access would "inappropriately reveal culturally sensitive information or personal information". This power is not intended to override restricted access periods set by public authorities, as it would be limited to the prescribed circumstances under the regulation being satisfied.17 The 2023 Act also provides a new power to the State Archivist where it may, via regulation, extend restrictions on access to a public record beyond 100 years, which public authorities cannot do. |
Section 44(f) | Power to conduct additional activities: The State Archivist is now authorised to conduct research and provide advice, assistance and training concerning the making and managing of public records. |
Sections 44(g), 80 | Power to audit, monitor, investigate and report: The State Archivist has the power to audit, monitor, investigate and report on compliance with the Act. Additionally, public authorities may be requested to submit reports detailing their practices, procedures or systems related to the creation or management of public records, or to provide information about the public records in their possession. For example, if voluntary engagement by the public authority is not forthcoming or appropriate, the State Archivist can direct a public authority to provide information about suspected poor records management in response to a complaint.18 |
Section 46 | Power to issue standards and guidelines: The State Archivist is empowered to issue mandatory standards through regulations that public authorities must comply with, as per section 12. The authority extends to the issuance of policies that public authorities must consider, along with guidelines that they may consider.19 These measures are designed to bolster compliance and uniformity in the maturity of records management and support effective governance, while preserving regulatory oversight through the regulation making process.20 |
Section 47 | Power to make an appraisal statement: The State Archivist is allowed to make an appraisal statement that identifies which records should be retained in the archives. The development of a draft appraisal statement is underway and will undergo consultation.21 A key change will be the inclusion of records about First Nations. |
Section 77 to 79 | Power to question and examine: Authorised officers are permitted to ask questions, examine and take a copy of a public record or system relating to the making or managing of public records.22 The amendments are limited in their scope and do not authorise the search and seizure of property.23 An individual has the right to decline to answer questions or to produce records if doing so could incriminate an individual or expose them to a penalty for an offence under sections 22 or 23 of the 2023 Act. |
A restricted record is when a public record has a set period of time applied to it (i.e. a restricted access period), which prevents the record being accessible to the public, usually to protect information that is confidential, about public safety and personal or sensitive information. Under the 2023 Act, records in the archives custody will be considered open unless declared a regulated record or they contain restricted information (section 28). The restricted access periods for both of these is determined under Schedule 2 (section 29 and 30). The 2023 Act simplifies and slightly modifies restricted access periods, which were previously set out in section 16 of the 2002 Act. The key changes are as follows:
It is important to note that pre-existing restricted access periods, as well as any current disposal and retention schedules, will continue to apply.25 Therefore, both records collected before and after the commencement of the 2023 Act, will have the same retention and disposal authorisations apply to them. Additionally, if an access application is made before the enactment of the 2023 Act, it is permissible for a subsequent request to be submitted following the commencement of the new legislation, at which point the revised procedures will be applicable.26
A comparison of updated offence provisions in the 2023 Act as compared to the 2002 Act is outlined in the below table.
2002 Act | 2023 Act |
Offence for disposing of public record (section 13). | New offence for 'attempting' to dispose of public record (section 23). |
Offence if damage a public record more than 30 years old (section 12). | Offence if damage a public record: (a) more than 25 years old; or (b) that is of permanent value. (section 22). Maximum penalty – 100 penalty units. |
Under section 83 of the 2023 Act, proceedings for breaches of sections 22 or 23 must commence within the later of:
(a) 1 year after the offence was allegedly committed; or
(b) 6 months after the offence comes to the complainant's knowledge, but within 3 years after the offence was allegedly committed.
Other authors: Miranda Jones (Graduate)
Endnotes :
1. Queensland State Archives - Public Records Act 2023 Information Session June 2024 ('QSA Information Session 2024').
2. QSA Information Session 2024.
3. Public Records Act 2023 Explanatory Notes page 2 ('PRA 2023 Explanatory Notes').
4. PRA 2023 Explanatory Notes page 10.
5. PRA 2023 Explanatory Notes page 13.
6. QSA Information Session 2024.
7. PRA 2023 Explanatory Notes page 14.
8. PRA 2023 Explanatory Notes page 11.
9. QSA Information Session 2024.
10. QSA Information Session 2024.
11. QSA Information Session 2024.
12. QSA Information Session 2024.
13. PRA 2023 Explanatory Notes page 14.
14. QSA Information Session 2024.
15. PRA 2023 Explanatory Notes pages 6 and 18.
16. PRA 2023 Explanatory Notes pages 2 and 18.
17. QSA Information Session 2024 and PRA 2023 Explanatory Notes page 18.
18. PRA 2023 Explanatory Notes pages 19 and 23.
19. QSA Information Session 2024 and PRA 2023 Explanatory Notes page 19.
20. PRA 2023 Explanatory Notes page 6.
21. QSA Information Session 2024.
22. PRA 2023 Explanatory Notes page 23.
23. PRA 2023 Explanatory Notes page 5 .
24. PRA 2023 Explanatory Notes page 17.
25. QSA Information Session 2024.
26. QSA Information Session 2024.
The information provided is not intended to be a comprehensive review of all developments in the law and practice, or to cover all aspects of those referred to.
Readers should take legal advice before applying it to specific issues or transactions.