David Capps is a senior consultant in our dispute resolution practice
David is a senior consultant specialising in finance-related disputes, financial regulatory enforcement matters and internal investigations. Prior to joining Ashurst in 2012, David was UBS's Head of Litigation and Legal Risk for its Investment Bank in EMEA from 2004.
His expertise extends to investment banking product and trading disputes and IBD and research matters. He also has experience in dealing with matters involving alleged fraud, insider dealing and market abuse, complex jurisdictional disputes and injunction issues.
He also has extensive experience is advising and representing clients in relation to financial regulatory enforcement matters and allied investigations, including interactions with various regulators. He is a recognised expert in relation to UK and EU financial services regulation. David is also frequently engaged to carry out or advise upon internal (including whistle-blowing) investigations.
Legal Updates
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Quickguides | dispute resolution (UK)
09 Mar 2023 Commercial Mediation
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contentious financial services update
20 Jan 2023 International consultation on legal principles governing Crypto-assets is launched
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contentious financial services update
13 Jan 2023 Action stations at FCA enforcement