News & Insights Legal Updates
Find the latest changes in the legal landscape that potentially affect your business. From changes in legislation and case law to regulatory reforms, at Ashurst we're able to support you on all legal developments.
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12 Results
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financial regulation
12 JAN 2021 Changes to Australia's anti-money laundering and terrorism financing framework
Anti-Money Laundering and Counter-Terrorism Financing and Other Legislation Amendment Act 2020
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Financial Services Update
14 DEC 2020 ASIC releases final regulatory guidance on the incoming design and distribution obligations
Authors: Silvana Wood, Partner; Corey McHattan, Partner; Jay Gunaratnam, Associate; and Jack Collins, Graduate.
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Financial Services Update
02 DEC 2020 Revised remuneration prudential standard released for consultation by APRA
Authors: Silvana Wood, Partner; Jennie Mansfield, Partner; Dominic Tran, Senior associate; and Jack Collins, Graduate.
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Financial Services Update
18 OCT 2020 A paradigm shift in financial regulation? Understanding APRA's new Supervision Risk and Intensity (SRI) model
Ashurst Legal: Jonny Gordon, Corey McHattan, Silvana Wood, Dominic Tran Ashurst Risk Advisory: Philip Hardy, Philip Hope The services provided by the...
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Financial Services Update | Australia
08 SEP 2020 Governance, risk management and consumer outcomes will be a common focus for APRA and ASIC over the next four years
On 31 August 2020, ASIC and APRA both released their Corporate Plans outlining their strategic priorities for the next four years (2020 to 2024). Both...
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Financial Services Update
23 JAN 2020 BEAR has gone to(o) FAR
The Government intends to consult on timeframes as part of the consultation on the exposure draft legislation and has flagged that there is likely to be...
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Financial Services Update
23 DEC 2019 Issuers and distributors of financial products must comply with the design and distribution obligations
Authors: Jonathan Gordon, Corey McHattan, Silvana Wood
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Australian EMPLOYMENT ALERT
25 JUL 2019 APRA proposes new, tougher Standard (CPS 511) on remuneration
Authors: George Cooper, Partner; Silvana Wood, Counsel; Daniel Fawcett, Senior Associate; and Sean McKeon, Graduate.
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Financial Services alert
05 APR 2019 ASIC product intervention power is imminent
Authors: Corey McHattan, Partner; Jonathan Gordon, Partner; Silvana Wood, Counsel; and Stephen Tudjman, Consultant.
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Financial Services Update | Australia
04 JUN 2018 Foreign financial services providers - exemptions to be replaced by requirement for licence
ASIC has released Consultation Paper 301: Foreign financial service providers in which it proposes to revoke the existing exemptions and replace them with...
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Regulatory Update
08 NOV 2017 First civil penalty judgment in Future of Financial Advice case
The Federal Court has imposed a civil penalty of $1m on financial advice firm Golden Financial Group Pty Ltd (formerly NSG Services Pty Ltd) for "serious"...
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Financial Services Update
01 NOV 2017 Banking Executive Accountability Regime (BEAR) legislation released
Ashurst's comprehensive report where we outline everything you need to know about the key elements of BEAR, the main issues that arise for banks and senior...
