Legal Updates
Find the latest changes in the legal landscape that potentially affect your business. From changes in legislation and case law to regulatory reforms, at Ashurst we're able to support you on all legal developments.
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191 Results
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governance & Compliance update
04 Aug 2022 Ashurst Governance & Compliance Update - Issue 24
Welcome to the twenty-fourth Ashurst Governance & Compliance (AGC) update, the aim of which is to keep you and your board on top of the latest developments.
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finance regulatory
03 Aug 2022 Post-Brexit Bonanza: The Financial Services and Markets Bill 2022-23
On 20 July 2022, the Financial Services and Markets Bill 2022-23 was introduced to Parliament and had its first reading in the House of Commons. The Bill,…
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finance regulatory
29 Jul 2022 Consumer Duty: Final rules have landed (and not much has changed)
On 27 July 2022, the FCA set out final rules (in PS 22/9) in relation to the new Consumer Duty, together with supporting guidance. PS22/9 reflected an…
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finance regulatory
28 Jul 2022 Pushing the boundaries? Changes to providing financial services into the UK may be about to become harder
The FCA has published its periodic Perimeter Report. It sets out financial issues that fall outside its perimeter. It can be summarised as there isn’t a…
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Governance and compliance update
28 Jul 2022 Ashurst Governance & Compliance Update - Issue 23
Welcome to the twenty-third Ashurst Governance & Compliance (AGC) update, the aim of which is to keep you and your board on top of the latest developments.
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Finance regulatory
18 Jul 2022 FCA sets out next steps in relation to UK MIFID: Consultation Paper CP 22/12
On 5 July 2022, the FCA issued Consultation paper: Improving Equity Secondary Markets (CP 22/12). This follows on from the Wholesale Markets Review (WMR)…
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governance and compliance update
18 Jul 2022 Ashurst Governance & Compliance Update - Issue 22
Welcome to the twenty-secondAshurst Governance & Compliance (AGC) update, the aim of which is to keep you and your board on top of the latest developments.
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GOVERNANCE AND COMPLIANCE UPDATE
29 Jun 2022 Ashurst Governance & Compliance Update - Issue 21
Welcome to the twenty-first Ashurst Governance & Compliance (AGC) update, the aim of which is to keep you and your board on top of the latest developments.
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finance regulatory
22 Jun 2022 HM Treasury Response to consultation: Regulation of Buy-Now Pay-Later
The Government has issued a response to its October 2021 consultation on the regulation of Buy-Now-Pay-Later ("BNPL"). The key takeaway is that the Government…
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Finance regulatory
13 Jun 2022 Operational resilience: UK proposals to "regulate" critical third party service providers in similar move to EU DORA
On 8 June 2022 HM Treasury published a policy statement on a new regime to mitigate the risk of what the Treasury considers to be critical third parties in…
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Finance regulatory
07 Jun 2022 ESMA takes aim at greenwashing and SFDR disclosures just got (indirectly) stricter
On 31 May 2022, ESMA published a Supervisory Briefing aimed at ensuring convergence across the EU in relation to the supervision of investment funds and…
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governance & compliance update
02 Jun 2022 Ashurst Governance & Compliance Update - Issue 20
Welcome to the twentieth Ashurst Governance & Compliance (AGC) update, the aim of which is to keep you and your board on top of the latest developments.
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Finance regulatory
19 May 2022 European Commission: PSD2 and open finance set for change
On 11 May 2022, the European Commission issued both a public consultation, and a targeted consultation in relation to the revised payment services directive,…
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governance & compliance update | issue 19
12 May 2022 Ashurst Governance & Compliance Update – Issue 19
Welcome to the nineteenth Ashurst Governance & Compliance (AGC) update, the aim of which is to keep you and your board on top of the latest developments.
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Finance REGULATORY
10 May 2022 Queen's Speech: the starting shot for UK regulatory financial services change?
The Queen's Speech has been published. It includes details of the Financial Services and Markets Bill, which will contain post-Brexit regulation on new areas…
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governance & compliance update | issue 18
27 Apr 2022 Ashurst Governance & Compliance Update – Issue 18
Welcome to the eighteenth Ashurst Governance & Compliance (AGC) update, the aim of which is to keep you and your board on top of the latest developments. If…
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GOVERNance & Compliance update | issue 17
21 Apr 2022 Ashurst Governance & Compliance Update Issue 17
Welcome to the seventeenth Ashurst Governance & Compliance (AGC) update, the aim of which is to keep you and your board on top of the latest developments
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Financial regulatory briefing
08 Apr 2022 Working flexibly and flexible working: a new era for financial institutions
We discuss what the regulators are saying in relation to working from home arrangements and flexible working across the financial services sector.
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Finanical regulatory breifing
22 Mar 2022 UK consultation launched: the future of paid-for online advertising
On 9 March 2022, the UK government launched a consultation on its Online Advertising Programme (OAP), which will involve a review of the regulatory framework…
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Finance Regulatory
07 Mar 2022 MiFID II UK Shake Up - More Marathon Than Sprint
On 1 March 2022, HM Treasury published its response to its July 2021 consultation on the Wholesale Markets Review, confirming the removal of the share trading…
